Sheung Lai Lam
林尚禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Lai Lam (林尚禮), a licensed former licensee with CE reference APR414. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-19 | 2010-10-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-06 | 2010-10-19 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-24 | 2007-11-08 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-24 | 2007-11-08 |