Ka Po Liu
廖嘉寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Po Liu (廖嘉寶), a licensed former licensee with CE reference AOM985. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-03 | 2007-12-29 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-03 | 2007-12-29 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-03 | 2007-12-29 |