Akio Takei
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Akio Takei ( ), a licensed former licensee with CE reference ACR988. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-01 | 2015-06-30 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-01 | 2015-06-30 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-01 | 2015-06-30 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 9 — Asset management | 2004-09-13 | 2012-06-30 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-06-30 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2012-06-30 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-17 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-17 |