Hung Kwong Lee
李鴻光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Kwong Lee (李鴻光), a licensed former licensee with CE reference AAJ756. This person has 11.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-12-13 | 2020-11-26 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-10-06 | 2016-11-27 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-12 | 2016-05-31 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-12 | 2016-05-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-12 | 2011-09-16 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-01 | 2008-06-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-21 | 2008-06-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-21 | 2008-06-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-06-09 | 2008-04-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-06-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-04-30 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hung Kwong Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.