Percy Pak Hin Chan
陳柏軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Percy Pak Hin Chan (陳柏軒), a licensed former licensee with CE reference AEB921. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-25 | 2022-10-24 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 4 — Advising on securities | 2019-09-25 | 2025-01-18 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 9 — Asset management | 2019-09-25 | 2025-01-18 |
| Goldlark (Hong Kong) Asset Management Company Limited 金百臨(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-09 | 2019-04-06 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-05 | 2007-02-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-17 | 2007-02-17 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-17 | 2007-02-17 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 1 — Dealing in securities | 2005-04-18 | 2006-08-31 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 4 — Advising on securities | 2005-04-18 | 2006-08-31 |