Fung Chu Chan
陳鳳珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Chu Chan (陳鳳珠), a licensed former licensee with CE reference ANW378. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-01 | 2024-04-20 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 — Advising on securities | 2023-07-19 | 2024-04-20 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-12 | 2023-07-19 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-23 | 2023-04-03 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-02-15 | 2022-12-31 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-17 | 2023-04-03 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-17 | 2022-05-23 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-10-16 | 2021-12-02 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2021-12-02 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-07 | 2017-02-19 |
| Huajin Research (International) Limited 華金研究(國際)有限公司 |
RO | Type 4 — Advising on securities | 2016-01-20 | 2017-02-19 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-07-05 | 2015-11-16 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-30 | 2015-11-16 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-12 | 2013-07-05 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-20 | 2010-01-11 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-12 | 2010-01-11 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-01 | 2007-05-10 |