Yiu Keung Lee
李耀强
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Keung Lee (李耀强), a licensed former licensee with CE reference AGO806. This person has 16.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-28 | 2022-08-20 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-28 | 2022-08-20 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-28 | 2022-08-20 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-28 | 2022-08-20 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-16 | 2020-07-02 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-16 | 2020-07-02 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 9 - Asset management | 2020-04-16 | 2020-07-02 |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-24 | 2017-04-20 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-24 | 2017-04-20 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-20 | 2017-04-20 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-25 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-25 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Keung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.