Mingyue Hu
胡明月
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingyue Hu (胡明月), a licensed former licensee with CE reference BCA416. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-12-05 | 2023-02-28 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-05 | 2023-02-28 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-16 | 2021-12-16 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 9 — Asset management | 2021-11-16 | 2021-12-16 |
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-11-22 | 2021-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-21 | 2021-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | 2015-07-20 | 2021-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-08 | 2017-07-21 |