Michael Yui Kin Ho
何銳堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Yui Kin Ho (何銳堅), a licensed former licensee with CE reference ABQ517. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-27 | 2017-08-14 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-18 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-18 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-18 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-18 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-18 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-18 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-18 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-18 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-18 |