Hon Ting Wong
王寒汀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Ting Wong (王寒汀), a licensed former licensee with CE reference AMM331. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-13 | 2022-12-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-22 | 2011-09-13 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-22 | 2011-09-13 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-22 | 2011-09-13 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-28 | 2011-06-08 |
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-28 | 2011-06-08 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-23 | 2011-06-08 |