Hon Ting Wong
王寒汀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Ting Wong (王寒汀), a licensed former licensee with CE reference AMM331. This person has 16.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-11-13 | 2022-12-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-22 | 2011-09-13 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-22 | 2011-09-13 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-22 | 2011-09-13 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-28 | 2011-06-08 |
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-02-28 | 2011-06-08 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-23 | 2011-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Ting Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.