Kwok Hing Lam
藍國慶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hing Lam (藍國慶), a licensed former licensee with CE reference AAA246. This person has 2.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 9 - Asset management | 2004-12-16 | 2005-09-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-09-30 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-04-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-04-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Hing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.