Wai Hung Mok
莫偉雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Mok (莫偉雄), a licensed former licensee with CE reference AME503. This person has 5.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-18 | 2010-08-25 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-06-18 | 2010-08-25 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-12 | 2007-06-11 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-12 | 2007-06-11 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 - Asset management | 2005-08-12 | 2007-06-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Hung Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.