Raymond Wai Man Ng
吳偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Man Ng (吳偉文), a licensed former licensee with CE reference AFT926. This person has 4.2 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-02 | 2009-09-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-02 | 2009-09-18 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-09 | 2009-06-26 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-07-10 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Wai Man Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.