James Kai Yuen Yip
葉啟元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Kai Yuen Yip (葉啟元), a licensed former licensee with CE reference AOU039. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-03 | 2008-03-25 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-04 | 2007-10-15 |