Joey Pui Yan Wong
黃佩恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joey Pui Yan Wong (黃佩恩), a licensed former licensee with CE reference AGD800. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grandbay Capital Limited 澤裕資本有限公司 |
RO | Type 4 — Advising on securities | 2020-11-25 | 2021-12-12 |
| Grandbay Capital Limited 澤裕資本有限公司 |
RO | Type 9 — Asset management | 2020-11-25 | 2021-12-12 |
| Grandbay Securities Limited 澤裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-28 | 2021-12-12 |
| Grandbay Securities Limited 澤裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-06 | 2020-08-28 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
RO | Type 4 — Advising on securities | 2015-11-06 | 2020-07-03 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-27 | 2020-07-03 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-22 | 2012-04-27 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-10 | 2012-03-09 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-09-10 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-10 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-10 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-10 |
| Karl Thomson Finance Limited 高信財務有限公司 |
Rep | Type 8 — Securities margin financing | present | 2012-03-09 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-10 |