Wai Man Chu
朱維民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Chu (朱維民), a licensed former licensee with CE reference AAV481. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-08-04 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-08-04 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-10 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-10 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-10 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-10 |
| Karl Thomson Finance Limited 高信財務有限公司 |
Rep | Type 8 — Securities margin financing | present | 2008-08-04 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-10 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-10 |