Yip Kei Li
李業基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yip Kei Li (李業基), a licensed former licensee with CE reference ALF639. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-06 | 2015-12-14 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-06 | 2015-12-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-27 | 2015-02-12 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-05 | 2010-05-31 |