James Wing Sing Ng
吳榮星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Wing Sing Ng (吳榮星), a licensed former licensee with CE reference ADW711. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-12 | 2023-03-13 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-10 | 2023-03-13 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-27 | 2021-09-01 |