Chi Shing Chong
莊治城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Chong (莊治城), a licensed former licensee with CE reference BET661. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-08 | 2022-07-22 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-08 | 2022-07-22 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2021-04-08 | 2022-07-22 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-13 | 2020-07-01 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-13 | 2020-07-01 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-13 | 2020-07-01 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 9 — Asset management | 2017-03-01 | 2018-05-18 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-18 | 2018-05-18 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-18 | 2018-05-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-05 | 2015-08-18 |