Allen Chi Cheung Fok
霍智祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Chi Cheung Fok (霍智祥), a licensed former licensee with CE reference AXZ088. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-30 | 2025-09-02 |
| Sunfund Capital Limited 東皓資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-11-16 | 2022-12-20 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-15 | 2022-12-30 |
| Sunfund Capital Limited 東皓資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-12-15 | 2021-11-16 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-12-11 | 2020-08-07 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-21 | 2020-08-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-09 | 2019-06-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-09 | 2019-06-28 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-20 | 2018-03-06 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-30 | 2015-09-20 |