Yip Hang Au
歐業亨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yip Hang Au (歐業亨), a licensed former licensee with CE reference AHM630. This person has 15.2 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-08-23 | 2022-11-28 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 9 - Asset management | 2021-08-23 | 2022-11-28 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-08-17 | 2017-12-23 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-03 | 2017-12-23 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-02-03 | 2017-12-23 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2016-02-03 | 2017-12-23 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 - Advising on securities | 2016-02-03 | 2017-12-23 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 - Advising on securities | 2016-02-03 | 2017-12-23 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 - Asset management | 2016-02-03 | 2017-12-23 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-07 | 2016-02-03 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-07 | 2016-02-03 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2015-12-07 | 2016-02-03 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-07-07 | 2015-11-09 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 - Asset management | 2015-06-01 | 2015-11-09 |
| Nerico Brothers Limited | RO | Type 1 - Dealing in securities | 2013-10-29 | 2015-06-01 |
| Nerico Brothers Limited | RO | Type 2 - Dealing in futures contracts | 2013-10-29 | 2015-06-01 |
| Nerico Brothers Limited | RO | Type 3 - Leveraged foreign exchange trading | 2013-10-29 | 2015-06-01 |
| Nerico Brothers Limited | RO | Type 9 - Asset management | 2012-04-03 | 2015-06-01 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2009-10-09 | 2013-10-29 |
| Nerico Brothers Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2009-10-09 | 2013-10-29 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2009-08-24 | 2013-10-29 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-10-15 | 2009-02-28 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
RO | Type 4 - Advising on securities | 2007-05-10 | 2008-07-25 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
RO | Type 9 - Asset management | 2007-05-10 | 2008-07-25 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-28 | 2007-05-10 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 9 - Asset management | 2007-02-28 | 2007-05-10 |
| Alpha Nova Capital Management Limited | RO | Type 6 - Advising on corporate finance | 2005-05-10 | 2007-02-10 |
| Alpha Nova Capital Management Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2007-02-10 |
| Alpha Nova Capital Management Limited | RO | Type 9 - Asset management | Pre-2003 | 2007-02-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yip Hang Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.