Yip Hang Au
歐業亨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yip Hang Au (歐業亨), a licensed former licensee with CE reference AHM630. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-08-23 | 2022-11-28 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 9 — Asset management | 2021-08-23 | 2022-11-28 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-08-17 | 2017-12-23 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-03 | 2017-12-23 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-02-03 | 2017-12-23 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2016-02-03 | 2017-12-23 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 — Advising on securities | 2016-02-03 | 2017-12-23 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 — Advising on securities | 2016-02-03 | 2017-12-23 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 — Asset management | 2016-02-03 | 2017-12-23 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-07 | 2016-02-03 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-07 | 2016-02-03 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-07 | 2016-02-03 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-07-07 | 2015-11-09 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-01 | 2015-11-09 |
| Nerico Brothers Limited | RO | Type 1 — Dealing in securities | 2013-10-29 | 2015-06-01 |
| Nerico Brothers Limited | RO | Type 2 — Dealing in futures contracts | 2013-10-29 | 2015-06-01 |
| Nerico Brothers Limited | RO | Type 3 — Leveraged foreign exchange trading | 2013-10-29 | 2015-06-01 |
| Nerico Brothers Limited | RO | Type 9 — Asset management | 2012-04-03 | 2015-06-01 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2009-10-09 | 2013-10-29 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2009-10-09 | 2013-10-29 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2009-08-24 | 2013-10-29 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-10-15 | 2009-02-28 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
RO | Type 4 — Advising on securities | 2007-05-10 | 2008-07-25 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
RO | Type 9 — Asset management | 2007-05-10 | 2008-07-25 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-28 | 2007-05-10 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 9 — Asset management | 2007-02-28 | 2007-05-10 |
| Alpha Nova Capital Management Limited |
RO | Type 6 — Advising on corporate finance | 2005-05-10 | 2007-02-10 |
| Alpha Nova Capital Management Limited |
RO | Type 4 — Advising on securities | present | 2007-02-10 |
| Alpha Nova Capital Management Limited |
RO | Type 9 — Asset management | present | 2007-02-10 |