Tai Wan Man
文泰穩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Wan Man (文泰穩), a licensed former licensee with CE reference BQU215. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-14 | 2021-10-04 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-14 | 2021-10-04 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-07 | 2021-07-02 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-07 | 2021-07-02 |