Katie Pui Sai Kan
簡貝茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katie Pui Sai Kan (簡貝茜), a licensed former licensee with CE reference ATJ266. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-25 | 2022-11-09 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-25 | 2022-11-09 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-03 | 2022-07-01 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-20 | 2021-04-30 |