Kai Ah Tung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ah Tung (董啟亞), a licensed Responsible Officer with CE reference BGH919. Currently licensed at 2 firm(s): Wang On Asset Management Limited, Wang On Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.6 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wang On Asset Management Limited 宏安資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-07-07 | present |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
RO | Type 9 - Asset management | 2025-07-07 | present |
| Wang On Securities Limited 宏安證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-20 | present |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-15 | 2024-08-20 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-09 | 2024-01-04 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 - Advising on securities | 2022-02-09 | 2024-01-04 |
| South China Investment Management Limited 南華投資管理有限公司 |
RO | Type 9 - Asset management | 2022-02-09 | 2024-01-04 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-22 | 2022-02-09 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-22 | 2022-02-09 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-22 | 2022-02-09 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-24 | 2021-10-29 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 - Advising on securities | 2021-09-24 | 2021-10-29 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 - Asset management | 2021-09-24 | 2021-10-29 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-24 | 2021-07-02 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-07-24 | 2021-07-02 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-26 | 2021-07-02 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 - Advising on securities | 2020-06-26 | 2021-07-02 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 - Advising on securities | 2020-06-26 | 2021-07-02 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 - Asset management | 2020-06-26 | 2021-07-02 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-01 | 2020-06-26 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-01 | 2020-06-26 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-01 | 2020-06-26 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2020-06-01 | 2020-06-26 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 9 - Asset management | 2016-06-20 | 2019-08-07 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-07 | 2019-08-07 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 4 - Advising on securities | 2016-03-07 | 2019-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Ah Tung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.