Hong Kong SFC Licensed Firms Directory

Shacom Futures Limited CE AAJ283 - active, 18 staff Hang Seng Bank Limited CE AAH297 - active HSBC Private Trustee (Hong Kong) Limited CE AAH995 - inactive Hang Seng Finance Limited CE AAL277 - inactive Hamburgische Landesbank Girozentrale CE AAL647 - inactive Hachijuni Asia Limited CE AAP209 - inactive Hong Kong Stock Link Securities Limited CE ABD608 - active, 3 staff Realord Asia Pacific Asset Management Limited CE BDR381 - active, 3 staff Hip Hing Securities Limited CE ABG338 - active, 1 staff Hoenig (Far East) Limited CE ABH741 - inactive Hua Nan Commercial Bank, Ltd. CE ABR581 - active Hung Sing Securities Limited CE ABS697 - active, 17 staff Hung Sing Futures Limited CE AFC168 - inactive Funderstone Asset Management (HK) Limited CE ACD757 - active, 5 staff Hung Sing Asset Management Limited CE BOA282 - active, 6 staff Cypress Capital Hong Kong Limited CE BBF099 - active, 5 staff Whole Win Securities Limited CE ADH584 - inactive HSBC Trinkaus Investment Management Limited CE ACO995 - inactive Hung Brothers Limited CE ADM038 - inactive Huizhi International Capital Holdings Co., Limited CE ADZ820 - active, 5 staff Dawn Capital Limited CE BGV209 - active, 2 staff Sheng Yuan Capital (Hong Kong) Limited CE AXN851 - active, 3 staff HSBC Guyerzeller Far East Limited CE AEY707 - inactive Hana Bank CE AFA103 - inactive HSBC Bank plc CE AFJ824 - active Henik Securities Limited CE AFQ540 - active, 16 staff Wah Thai Securities Limited CE AAV065 - inactive Phoenix Capital Securities Limited CE ABF268 - inactive DBS Vickers Futures (Hong Kong) Limited CE AAJ829 - inactive HSBC Bank International Limited CE AGH398 - inactive HSBC Private Bank (Suisse) SA CE AGN346 - inactive Hoi Sang Securities Limited CE AHL307 - inactive HSH Nordbank AG CE AIX566 - inactive Hong Leong Bank Berhad CE AJK467 - active Hong Kong Wan Kiu Investment Company Limited CE ALK881 - inactive Ho Fung Shares Investment Limited CE ALS535 - active, 9 staff HFR Asset Management (Hong Kong) Limited CE AMX355 - inactive Hampton Securities (Asia) Limited CE ANR540 - inactive HKFAEx Group Limited CE AOG669 - active, 3 staff Splendor Global Investments Limited CE AEJ327 - inactive Wisdom Wealth Management Limited CE AID225 - inactive Realchamp Asset Management Limited CE AGY896 - active, 3 staff Hana Asia Limited CE ARQ668 - inactive HFT Investment Management (HK) Limited CE AVT614 - inactive HuaAn Asset Management (Hong Kong) Limited CE AVW363 - active, 13 staff Heitman HK Limited CE BAE194 - inactive Heitman International HK Limited CE BCI175 - active, 6 staff LaSalle Investment Management Hong Kong Limited CE AOX043 - inactive Heitman International Real Estate Securities HK Limited CE BAE176 - inactive ARCH Capital Property Advisors Co. Limited CE BGX469 - active, 6 staff ARCH Capital Management Co. Limited CE ARW223 - active, 7 staff Hua Xia Bank Co., Limited CE BDQ794 - active Hoi Yick International Securities Limited CE BHB966 - inactive HGC Investment Management (HK) Limited CE BHP338 - active, 3 staff KBR Fund Management Limited CE AQE519 - active, 4 staff Tamar Alliance Capital Limited CE BMR620 - active, 2 staff HPS Investment Partners (HK), Limited CE BHU903 - active, 3 staff Heavenly Wealth Management Limited CE BJC173 - active, 5 staff VP Wealth Management (Hong Kong) Limited CE AOY527 - inactive Hong Tai Securities Limited CE BJK437 - active, 4 staff Innovax Securities Limited CE BHV052 - active, 7 staff VMI Securities Limited CE BIG265 - active, 2 staff China X Securities Limited CE BII154 - active, 3 staff Hong Tai Capital (Hong Kong) Limited CE BTQ268 - inactive Howbuy Hong Kong Limited CE BJR948 - active, 22 staff Tang Wealth International Limited CE BNZ066 - active, 3 staff Harbour Corporate Finance Limited CE BJT698 - inactive Hong Kong Huijin Securities Limited CE BLI059 - active, 3 staff VERCAP Financial Services Limited CE AHC345 - inactive Zhifu International Asset Management (HK) Limited CE BJN167 - inactive HAI Cloud Exchange (HK) Limited CE BMG520 - active, 4 staff Swissquote Asia Limited CE AZV127 - active, 5 staff Gain Capital - Forex.com Hong Kong Limited CE ARS812 - inactive CMC Markets Asia Limited CE ALO006 - inactive MF Global Foreign Exchange HK Limited CE ANP488 - inactive Hongkong Yifu International Futures Limited CE BMN652 - inactive Herald Delight Investment Services Limited CE BMQ315 - inactive Hong Kong Securities Limited CE BMQ618 - inactive HK Keystone Capital Limited CE BMV301 - inactive HK Sinoko Capital Limited CE BND491 - inactive HongDa Securities Limited CE BNJ582 - inactive Hectoron Global Capital Management Limited CE BNK363 - active, 7 staff Hua Liang Securities Limited CE BOC666 - active, 8 staff Hua Liang Asset Management Limited CE BOC665 - active, 6 staff Hua Liang Capital Limited CE BOI871 - active, 3 staff Rockhampton Management Limited CE AWF343 - active, 7 staff Rockhampton Management (Hong Kong) Limited CE ALW534 - inactive NNFE International Asset Management Limited CE BKC196 - active, 2 staff Amto Capital Management Limited CE BMQ773 - active, 4 staff International Capital (Hong Kong) Limited CE BNP335 - inactive HashKey Capital Limited CE BOP237 - active, 8 staff ImPac Asset Management (HK) Limited CE AAW457 - inactive Harmonia Capital Limited CE BOP761 - active, 6 staff Hong Kong Digital Asset EX Limited CE BPO721 - active, 8 staff Pioneer Asset Management Limited CE BSP725 - active, 3 staff HBS (Hong Kong) Limited CE BPS791 - active, 4 staff Hong Kong Virtual Asset Exchange Limited CE BPW549 - active, 8 staff KVB Capital Markets Limited CE BHR931 - inactive Huafu International Securities Limited CE BQC241 - active, 26 staff Huafu International Asset Management Limited CE BQC238 - active, 5 staff Huafu International Finance Limited CE BQC240 - active, 14 staff Pantheon Securities Limited CE BOP015 - active Fenghua Asset Management Limited CE BKV973 - inactive Huaan Securities (Hong Kong) Brokerage Limited CE BRG799 - active, 24 staff Huaan Securities (Hong Kong) Futures Limited CE BRH155 - active, 15 staff Huaan Securities (Hong Kong) Asset Management Limited CE BSG656 - active, 4 staff Huaan Securities (Hong Kong) Corporate Finance Limited CE BWI790 - active, 5 staff Patrons Capital Limited CE BSM550 - active, 10 staff Zhonghao International Investment Consulting Co., Limited CE BAX593 - active, 2 staff Hong Kong BGE Limited CE BSI739 - active, 4 staff Platinum Securities Company Limited CE ADD976 - active, 3 staff Huijin Securities International Limited CE BSW160 - active, 5 staff Victory Securities (Global) Limited CE BRA946 - inactive Victory Asset Management Limited CE BOT221 - active, 4 staff RIME Capital Limited CE BIJ658 - active, 18 staff Lakefront Asset Management (HK) Co., Limited CE BHU758 - active, 5 staff Hysun Asset Management Limited CE BTB137 - active, 2 staff Hong Kong Main Fund Securities Limited CE BTC727 - active, 3 staff New Harvest Wealth Securities Company Limited CE BHB339 - active, 43 staff Senchi Morgan Assets Management Limited CE BII746 - active, 4 staff Redient Capital HK Limited CE BOX013 - active, 14 staff INSIGHTNOVA CAPITAL LIMITED CE BWA894 - active, 3 staff Boman Capital (Hong Kong) Limited CE BEN880 - active, 2 staff Solshire International Capital Management (HK) Limited CE BNB399 - active, 1 staff H.I.G. Capital Hong Kong, Limited CE BUM765 - active, 3 staff Hong Kong Haisheng Securities Limited CE BUY973 - active, 3 staff PSG Digital Asia Limited CE BMY380 - active, 2 staff Huarui Securities Limited CE BVC262 - active, 2 staff QMIS Asset Management Limited CE ATB753 - active, 2 staff Lifan International Asset Management Limited CE BNV018 - inactive Silver Leaf Asset Management Limited CE BJH532 - active, 2 staff Hidden Hill HK Investment Management Limited CE BVD250 - active, 4 staff Haogen Capital Securities Limited CE BVI615 - active, 2 staff W. Falcon Asset Management (Asia) Limited CE BCG591 - inactive Yuan Tong Global Asset Management Limited CE BJW257 - active, 7 staff Yuan Tong Global Securities Limited CE BJW695 - active, 7 staff Wegoing Asset Management Limited CE BSG110 - active, 2 staff Hong Xiang Securities Hong Kong Company Limited CE BVI974 - active, 2 staff Hullson Capital Partners Limited CE BVN275 - active, 8 staff Hudson Bay Capital Management (Hong Kong) Limited CE BVU612 - active, 11 staff Myriad Asset Management Limited CE AXO351 - inactive SFM HK Management Limited CE AVO620 - inactive Platinum Broking Company Limited CE ADD980 - active, 4 staff Jain Global (Hong Kong) Limited CE BUV172 - active, 27 staff Perry Capital (Asia) Limited CE ANJ166 - inactive Asia Research & Capital Management Limited CE AYP193 - inactive TPC HK Investments Limited CE BUH311 - active, 3 staff HEAVENBOURNE SECURITIES LIMITED CE BWA920 - active, 2 staff City Credit Capital (HK) Limited CE AZF530 - inactive Huatai-Pinebridge Asset Management (International) Company Limited CE BWB590 - active, 7 staff Hazel Securities Limited CE BWK564 - active, 6 staff WEBULL SECURITIES LIMITED CE BNG700 - active, 13 staff YUANYIN SECURITIES LIMITED CE BMW035 - inactive MassMutual Asia Investors Limited CE AKS639 - inactive Augustine Asset Management Limited CE BJD727 - inactive Central China International Futures Company Limited CE BJI877 - inactive Halo Securities Limited CE BWL320 - active, 2 staff Marex Hong Kong Limited CE AWH257 - active, 13 staff Sucden Financial (HK) Limited CE ASE480 - active, 7 staff Zero2IPO Securities Limited CE BNF723 - active, 13 staff Halo Capital (H.K.) Limited CE BWL315 - active, 2 staff Hong Kong ZH Capital Co., Limited CE BWL364 - active, 4 staff Maxa Capital Limited CE BNO600 - active, 10 staff Robustus Capital Limited CE BSG473 - inactive Canfield Corporate Finance Company Limited CE BNH889 - inactive I & P Securities Limited CE AAA808 - inactive Ichiyoshi International (HK) Limited CE AAB082 - inactive Intercontinent Securities Company CE AAB254 - inactive ICEA Securities Asia Limited CE AAC939 - inactive Investec Asia Limited CE AAH376 - inactive ING Bank N.V. CE AAI460 - active Industrial and Commercial Bank of China (Asia) Limited CE AAI670 - active Indover Bank Asia Limited CE AAL743 - inactive Interchina Securities Limited CE ABH567 - inactive Instinet Alpha Trading Limited CE ABP250 - inactive Investec Asset Management Asia Limited CE ACB160 - inactive IPO Securities Limited CE ACT243 - inactive ICBC Standard Bank Plc CE ADW657 - inactive Intesa Sanpaolo SPA CE AFR926 - active ICBC (Asia) Securities Limited CE AGI765 - active, 6 staff Henyep Capital Management Limited CE AML226 - inactive iReality Investments Limited CE AGK111 - active, 3 staff Geomatrix (H.K.) Limited CE ADJ583 - active, 6 staff iMarkets Limited CE AGN053 - active, 2 staff iMarkets Structured Products Limited CE AGN297 - active, 2 staff ICG Asia Pacific Limited CE AHF467 - active, 10 staff ITG Securities (Asia) Limited CE AHL007 - inactive Intercontinent Securities Company Limited CE ALS670 - active, 4 staff Industrial Bank Co., Ltd. CE ALZ901 - active ICICI Bank Limited CE AMP436 - inactive Investport (H.K.) Limited CE AMS222 - active, 4 staff Linz Global (HK) Limited CE AVH598 - inactive MEAG Hong Kong Limited CE AFN285 - active, 6 staff YF Asset Management Limited CE BAK540 - active, 3 staff Itau Asia Securities Limited CE ANA512 - inactive IMC Asia Pacific Limited CE ANR402 - active, 7 staff Basic Asset Management Limited CE AVJ002 - inactive Tibra Trading Hong Kong Limited CE AOV957 - inactive Ivory Capital Private Limited CE AOB632 - active, 3 staff Ritchie Capital Management (Hong Kong) Limited CE AMB458 - inactive SAIL Advisors Limited CE AJD758 - active, 4 staff Rothschild & Co Hong Kong Limited CE AAI852 - active, 15 staff EXS Capital Asia Limited CE AQO245 - active, 3 staff Incap Investment Asia Limited CE AQA114 - inactive Ivy Asset Management (HK) Limited CE AQG443 - inactive Ingensoma Trading Group Limited CE AQR467 - inactive IIFL Private Wealth Hong Kong Limited CE AXC525 - inactive Impax Asset Management (Hong Kong) Limited CE AXK530 - active, 5 staff Integrity Securities Limited CE AYM026 - inactive Isola Capital Asset Management Limited CE AZQ885 - active, 10 staff Wynson Asset Management Limited CE BNN768 - active, 5 staff AOP Capital Limited CE BJO454 - active, 8 staff Odyssey Asset Management Limited CE BHX656 - active, 3 staff Integrity Capital Management (HK) Limited CE BAN128 - inactive IL&FS Global Financial Services (HK) Limited CE BAP536 - inactive Innovation Securities Co., Limited CE BGN336 - active, 6 staff Innovation Asset Management Co., Limited CE BIJ878 - active, 7 staff BNP Paribas Futures (Hong Kong) Limited CE ACR577 - inactive IFM Investors (HK) Ltd CE BHP417 - active, 10 staff Jupiter Asset Management (Hong Kong) Limited CE BAT273 - active, 4 staff I Win Securities Limited CE BJB315 - active, 17 staff Taiping Capital Limited CE BAR595 - inactive Inter Capital Resources Limited CE BJF121 - inactive Innovest Securities Investment Limited CE BLO233 - active, 2 staff Upmax Securities Limited CE BJN701 - active, 9 staff iCapital Advisory Limited CE BNN296 - active, 2 staff Interarch Asset Management Limited CE BOB012 - active, 6 staff IMM Investment Hong Kong Limited CE BOX262 - active, 3 staff IMM Asset Management Company Limited CE BOX268 - inactive ISP Financial Services (Hong Kong) Limited CE BPS930 - active, 4 staff Intrabase Capital Limited CE BQA517 - active, 2 staff Inflexion Macro Capital Management Limited CE BQS751 - active, 3 staff KOG Forex Limited CE BAB663 - active, 2 staff Invision Asset Management International Limited CE BRV554 - active, 4 staff Initial Capital Securities Limited CE BSF968 - active, 2 staff Maxcess Capital Limited CE BGL499 - active, 6 staff IP Group Greater China Services Limited CE BTF131 - inactive Ivy Pro Limited CE BUP018 - active, 4 staff Nexus Asset Management Limited CE BMS500 - active, 2 staff StormHarbour Securities (Hong Kong) Limited CE AUK151 - active, 11 staff Motto Global Asset Management Limited CE BAV343 - active, 2 staff MA Asset Management (Hong Kong) Limited CE BQW293 - active, 7 staff OCP Asia (Hong Kong) Limited CE AKV333 - active, 2 staff Argyle Street Management Limited CE AHN919 - active, 14 staff ASM Advisory Limited CE ATS896 - inactive Ignite Capital (Asia Pacific) Limited CE BVB279 - active, 6 staff UZen Securities Limited CE BFY678 - active, 6 staff Opus Capital Limited CE BCU710 - active, 4 staff RHB Capital Hong Kong Limited CE AGC194 - inactive Gram Capital Limited CE BBX925 - active, 7 staff