Incap Investment Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Incap Investment Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference AQA114. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2008-11-05.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-11-05 | 2011-07-28 |
| Type 4 — Advising on securities | 2008-11-05 | 2011-07-28 |
| Type 6 — Advising on corporate finance | 2008-11-05 | 2011-07-28 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Seung Woo Han | RO 1, 4, 6 | 2010-07 | 2011-06 |
| Dukkoo Douglas Kang | RO 1, 4, 6 | 2008-11 | 2011-06 |
| Seok Stone Kim 金石 | RO 1, 4, 6 | 2008-11 | 2009-12 |
| Sung Jin Yoon | RO 1, 4, 6 | 2010-02 | 2011-06 |
| Sang Kun Youk | RO 1, 4, 6 | 2008-11 | 2010-11 |
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