HKFAEx Group Limited
香港金融資產交易集團有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HKFAEx Group Limited (香港金融資產交易集團有限公司), a Hong Kong-based licensed corporation with CE reference AOG669. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 17). Earliest licence on file: 2007-02-15.
- Category:
-
Sell side · Brokerage
- Registered address:
- 14/F, Richmake Commercial Building, 200 Queen's Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2010-07-13 | present |
| Type 4 - Advising on securities | 2007-02-15 | present |
| Type 9 - Asset management | 2007-02-15 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Po Tang 鄧慧寶 | RO 1, 4, 9 | 2007-10 | Present |
| Mun Wah Wan 尹滿華 | RO 1, 4, 9 Rep 4, 9 | 2007-08 | Present |
| Yu Fu 付裕 | Rep 1, 4, 9 | 2016-04 | Present |
| Yilin Wang 王一林 | Rep 4, 9 | 2010-08 | 2022-01 |
| Kong Shing Wan 溫鋼城 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-10 | 2021-01 |
| Yun-Chi Shen 申永吉 | Rep 1, 4, 9 | 2008-01 | 2016-04 |
| Xuejun Zhu 朱雪軍 | Rep 1, 4, 9 | 2007-11 | 2015-05 |
| Joseph Kin Bong Yin 嚴建邦 | Rep 1, 4, 9 | 2010-07 | 2011-09 |
| Siu Kai Choi 蔡少佳 | Rep 4, 9 | 2008-11 | 2011-03 |
| Jue Qi 齊覺 | Rep 4, 9 | 2008-04 | 2010-11 |
| King Man Lee 李勁敏 | Rep 4, 9 | 2008-05 | 2009-02 |
| Shih Wei Lin 林世緯 | Rep 4, 9 | 2008-01 | 2009-02 |
| Wilson Wai Chi Yuen 阮偉智 | Rep 4, 9 | 2008-09 | 2008-11 |
| Benedict Ka Tat Ku 古家達 | Rep 4, 9 | 2008-02 | 2008-10 |
| Edward Chi Kin Chin 錢志健 | RO 4, 9 | 2007-02 | 2008-09 |
| Lap Yan Lam 林立仁 | Rep 4 | 2008-04 | 2008-06 |
| Sai Hung Wong 黃世雄 | RO 4, 9 | 2007-02 | 2007-09 |
Showing 1–17 of 17
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