Rothschild & Co Hong Kong Limited
羅斯柴爾德恩可香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rothschild & Co Hong Kong Limited (羅斯柴爾德恩可香港有限公司), CE reference AAI852. Currently licensed for regulated activity type(s) 1, 4, 6. Current licensed staff on file: 15.
Registered address
Rooms 1605-1609, 16/F, Alexandra House, 18 Chater Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-04-27 | present |
| Type 4 — Advising on securities | 2005-04-27 | present |
| Type 6 — Advising on corporate finance | 2005-04-27 | present |
| Type 1 — Dealing in securities | present | 2005-04-27 |
| Type 4 — Advising on securities | present | 2005-04-27 |
| Type 6 — Advising on corporate finance | present | 2005-04-27 |
| Type 9 — Asset management | present | 2005-03-21 |
Licensed staff (15)
As of
| Name | Activities | Since |
|---|---|---|
| Yu Ting Cheung 張宇婷 | RO 4, 6 Rep 1 | 2023-07 |
| Tak Wai Tse 謝德偉 | RO 1, 4, 6 | 2023-09 |
| Finlay Francis Harry Wright | RO 1, 4 Rep 6 | 2014-05 |
| Qiangsheng Yan 顏強生 | RO 1, 4, 6 | 2025-09 |
| Calum Iain Gregor | Rep 1, 4, 6 | 2023-03 |
| Wai Hung (SFC:BRO969) Leung 梁惠紅 | Rep 1, 4, 6 | 2021-09 |
| Junyao Peng 彭君瑤 | Rep 4, 6 | 2015-10 |
| Tsun Wai Siu 蕭浚尉 | Rep 1, 4, 6 | 2022-03 |
| Jiawei Song 宋嘉瑋 | Rep 1, 4, 6 | 2021-12 |
| Jiayue Sun 孙嘉悦 | Rep 1, 4, 6 | 2026-03 |
| Xiangmei Sun 孫向梅 | Rep 4, 6 | 2015-09 |
| Ju (SFC:BRP227) Wang 王巨 | Rep 1, 4, 6 | 2025-07 |
| Yan Ho Yeung 楊恩浩 | Rep 4, 6 | 2015-09 |
| Xie Yixiao 謝一笑 | Rep 1, 4, 6 | 2023-05 |
| Xi (SFC:BTR258) Zhu 朱茜 | Rep 1, 4, 6 | 2025-07 |
Showing 1–15 of 15