Rothschild & Co Hong Kong Limited
羅斯柴爾德恩可香港有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rothschild & Co Hong Kong Limited (羅斯柴爾德恩可香港有限公司), a Hong Kong-based licensed corporation with CE reference AAI852. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 16 (total recorded over time: 182). Earliest licence on file: 2005-04-27.
- Category:
-
Sell side · Investment banking
- Registered address:
- Rooms 1605-1609, 16/F, Alexandra House, 18 Chater Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2005-04-27 | present |
| Type 4 - Advising on securities | 2005-04-27 | present |
| Type 6 - Advising on corporate finance | 2005-04-27 | present |
| Type 1 - Dealing in securities | Pre-2003 | 2005-04-27 |
| Type 4 - Advising on securities | Pre-2003 | 2005-04-27 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-04-27 |
| Type 9 - Asset management | Pre-2003 | 2005-03-21 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (182)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yu Ting Cheung 張宇婷 | RO 4, 6 Rep 1, 4, 6 | 2005-04 | Present |
| Tak Wai Tse 謝德偉 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-09 | Present |
| Finlay Francis Harry Wright | RO 1, 4 Rep 1, 4, 6 | 2011-01 | Present |
| Qiangsheng Yan 顏強生 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-08 | Present |
| Calum Iain Gregor | Rep 1, 4, 6 | 2023-03 | Present |
| Wai Hung Leung 梁惠紅 | Rep 1, 4, 6 | 2021-09 | Present |
| Junyao Peng 彭君瑤 | Rep 4, 6 | 2015-10 | Present |
| Tsun Wai Siu 蕭浚尉 | Rep 1, 4, 6 | 2022-03 | Present |
| Jiawei Song 宋嘉瑋 | Rep 1, 4, 6 | 2021-12 | Present |
| Jiayue Sun 孙嘉悦 | Rep 1, 4, 6 | 2026-03 | Present |
| Xiangmei Sun 孫向梅 | Rep 4, 6 | 2015-09 | Present |
| Ju Wang 王巨 | Rep 1, 4, 6 | 2025-07 | Present |
| Yan Ho Yeung 楊恩浩 | Rep 4, 6 | 2015-09 | Present |
| Xie Yixiao 謝一笑 | Rep 1, 4, 6 | 2023-05 | Present |
| Junchen Zhao 赵俊臣 | Rep 1, 4, 6 | 2026-08 | Present |
| Xi Zhu 朱茜 | Rep 1, 4, 6 | 2025-07 | Present |
| Benjamin Xu Fang 方旭 | Rep 4, 6 | 2019-11 | 2025-12 |
| Ho Hai Ivan Chung 鍾浩熙 | Rep 1, 4, 6 | 2022-04 | 2025-05 |
| Daniel Max Cheung 張東右 | Rep 1, 4, 6 | 2022-09 | 2025-05 |
| Hao Shen 申皓 | Rep 1, 4, 6 | 2019-06 | 2025-02 |
| Elizabeth Lily Chiang Wang 王薔 | RO 1, 4, 6 | 2018-07 | 2025-02 |
| Shicheng Long 龙士成 | Rep 1, 4, 6 | 2021-09 | 2024-07 |
| Claire Rachel Suddens-Spiers | RO 1, 4 Rep 1, 4, 6 | 2008-12 | 2024-04 |
| Chia-Hsien Chiu 邱嘉賢 | Rep 4, 6 | 2015-03 | 2024-02 |
| Jiayu Wang 汪佳雨 | Rep 4, 6 | 2018-01 | 2024-02 |
| Yue Yang 杨越 | Rep 1, 4, 6 | 2022-04 | 2023-12 |
| Lap Quin Kevin Kung 龔立群 | Rep 1, 4, 6 | 2017-07 | 2023-11 |
| Catherine Yu Yu Yien 嚴玉瑜 | RO 4, 6 Rep 4, 6 | 2005-04 | 2023-08 |
| Qianyu Zhao 趙乾宇 | Rep 4, 6 | 2020-07 | 2023-06 |
| Xiangzhen Chen 陈相臻 | Rep 1, 4, 6 | 2021-04 | 2023-02 |
| Ka Fai Chan 陳家輝 | Rep 1, 4, 6 | 2021-03 | 2023-02 |
| Kelvin Kwok Wing Chau 周國榮 | RO 1, 4, 6 | 2005-04 | 2022-03 |
| Chung-Lin Chuo 卓中麟 | Rep 1, 4, 6 | 2018-07 | 2021-12 |
| Jingcheng Gu 谷靖誠 | Rep 1, 4, 6 | 2020-09 | 2021-11 |
| Jerome Finck | Rep 4, 6 | 2020-04 | 2021-10 |
| Yifan Zhang 张一凡 | Rep 4, 6 | 2019-09 | 2021-06 |
| Hao Song 宋好 | Rep 1, 4, 6 | 2020-05 | 2021-05 |
| Yibing Ding 丁一賓 | Rep 1, 4, 6 | 2018-09 | 2021-05 |
| Songzhe Wu 吴颂哲 | Rep 4, 6 | 2019-09 | 2021-03 |
| Yan Zheng | Rep 4, 6 | 2009-08 | 2021-03 |
| Cong Lyu 吕聪 | Rep 4, 6 | 2018-10 | 2021-03 |
| Man Wai Ho 何文偉 | Rep 1, 4, 6 | 2016-03 | 2021-02 |
| Harry Simon Richard Florry | Rep 1, 4, 6 | 2019-03 | 2020-12 |
| Zhongming Zhou 周中明 | Rep 4, 6 | 2016-01 | 2020-10 |
| Tingjie Zhang | Rep 4, 6 | 2005-04 | 2020-06 |
| Yilei Zhang 张亦蕾 | Rep 4, 6 | 2018-09 | 2020-05 |
| Xuetong Wu 吳學桐 | Rep 4, 6 | 2018-10 | 2020-04 |
| Qingwei Kong 孔慶偉 | Rep 4, 6 | 2006-10 | 2019-12 |
| Kaiyi Jiang 姜開翼 | Rep 4, 6 | 2016-01 | 2019-06 |
| Peng Zhang 張鵬 | Rep 4, 6 | 2011-08 | 2019-06 |
| Pui Yi Sum | Rep 4, 6 | 2005-04 | 2019-04 |
| Qingzhu Jin 金慶祝 | Rep 4, 6 | 2016-10 | 2019-04 |
| Wing Hoi Chan 陳榮凱 | Rep 4, 6 | 2005-04 | 2019-04 |
| Jack Wen Jie Cho 曹文傑 | Rep 4, 6 | 2006-10 | 2019-04 |
| Ruixiao Ma 馬瑞霄 | Rep 4, 6 | 2016-07 | 2019-04 |
| Wei Bian 卞伟 | Rep 4, 6 | 2019-01 | 2019-03 |
| Qilong Wang 王啓龍 | Rep 4, 6 | 2016-01 | 2019-03 |
| Jingjing Ye 叶菁菁 | Rep 4, 6 | 2016-10 | 2019-01 |
| Sharon Sheung Mun Wu 伍尚敏 | Rep 4, 6 | 2005-12 | 2018-11 |
| Chun Ho Wong 王俊豪 | RO 4, 6 Rep 4, 6 | 2005-04 | 2018-08 |
| Cynthia Naijing Wang 王迺晶 | Rep 4, 6 | 2014-07 | 2018-06 |
| Xueying Wu 吴雪莹 | Rep 4, 6 | 2016-10 | 2018-05 |
| Chenlin Niu 鈕晨琳 | Rep 4, 6 | 2015-09 | 2018-04 |
| Mingchang Zhong 鐘銘昌 | Rep 4, 6 | 2017-09 | 2018-03 |
| Yanan Zhou 周亞楠 | Rep 4, 6 | 2016-10 | 2018-03 |
| Yang Qiao 喬陽 | Rep 4, 6 | 2014-05 | 2017-10 |
| Junzhang Huo 霍俊璋 | Rep 4, 6 | 2016-10 | 2017-07 |
| Yongli Wang 王永利 | Rep 4, 6 | 2015-10 | 2017-03 |
| Geoffrey Chung Yin Leung 梁頌賢 | Rep 4, 6 | 2012-07 | 2017-03 |
| Lai Suen Chan 陳麗璇 | Rep 4, 6 | 2007-09 | 2016-09 |
| Nicholas Jonathan Sheffield | Rep 4, 6 | 2008-10 | 2016-09 |
| Tao Min 閔韜 | Rep 4, 6 | 2015-10 | 2016-08 |
| Wen Kui 奎雯 | Rep 4, 6 | 2015-07 | 2016-02 |
| Kevin Zhang | Rep 4, 6 | 2014-02 | 2016-02 |
| Gerald Zi Wei Chan 陳子為 | Rep 1, 4, 6 | 2015-09 | 2015-11 |
| Junnan Zhang 張俊楠 | Rep 4, 6 | 2011-09 | 2015-11 |
| Xueqian Pu 朴學謙 | Rep 4, 6 | 2008-05 | 2015-10 |
| An Hu 胡安 | Rep 4, 6 | 2013-02 | 2015-10 |
| Tianyi Su 蘇恬逸 | Rep 4, 6 | 2015-01 | 2015-10 |
| Wenyuan Ren 任文淵 | Rep 4, 6 | 2012-07 | 2015-09 |
| Wing Kei Yip 葉永基 | Rep 4, 6 | 2010-06 | 2015-08 |
| Zhi Zheng 鄭直 | Rep 1, 4, 6 | 2014-06 | 2015-08 |
| Qi Li 李玘 | Rep 4, 6 | 2012-11 | 2015-07 |
| Di Wu 巫鏑 | Rep 4, 6 | 2014-10 | 2015-07 |
| Leslie Yau Chak Leung 梁祐澤 | Rep 4, 6 | 2010-10 | 2015-07 |
| Wan Hong Lui 呂雲康 | Rep 4, 6 | 2011-12 | 2015-03 |
| Ka Yee Chan 陳家怡 | Rep 4, 6 | 2012-05 | 2015-01 |
| Chenyao Li 李辰遥 | Rep 4, 6 | 2013-06 | 2014-12 |
| Wenbo Jia 賈文博 | Rep 4, 6 | 2006-10 | 2014-10 |
| Yi Kwann Kueh 郭貽軍 | Rep 4, 6 | 2013-09 | 2014-10 |
| Zheng Michael Guan 管征 | Rep 4, 6 | 2005-06 | 2014-07 |
| Alfred Cheuk Kit Chan 陳卓傑 | Rep 4, 6 | 2009-08 | 2014-07 |
| Janice Wing Yee Chan 陳穎怡 | Rep 1, 4, 6 | 2010-08 | 2014-03 |
| Jiayi Panyang 潘楊家一 | Rep 4, 6 | 2011-09 | 2014-03 |
| Heng Yip 葉鏗 | Rep 4, 6 | 2010-07 | 2014-02 |
| Ivan Man Kit Wong 王文傑 | Rep 4, 6 | 2012-04 | 2014-01 |
| Pui Kuen Chan 陳沛權 | Rep 1, 4, 6 | 2011-09 | 2014-01 |
| Stuart James Walker | Rep 4, 6 | 2009-03 | 2013-09 |
| Lu Zhang 張璐 | Rep 4, 6 | 2010-10 | 2013-07 |
| Lai Ping Yu 俞麗萍 | Rep 4, 6 | 2005-04 | 2013-06 |
Showing 1–100 of 182
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