Hong Kong Main Fund Securities Limited

香港萬峰證券有限公司
CE No. BTC727 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Kong Main Fund Securities Limited (香港萬峰證券有限公司), a Hong Kong-based licensed corporation with CE reference BTC727. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 7). Earliest licence on file: 2023-04-24.

Category:
Sell side · Brokerage ?
Registered address:
7/F, Tien Chu Commercial Building, Nos.173-174 Gloucester Road, Wan Chai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2023-04-24 present
Type 4 - Advising on securities 2025-01-20 present
Type 9 - Asset management 2025-01-20 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (7)

Active on date
Name Activities First licensed To
Jie Hua 花杰 RO 1, 4, 9 2023-12 Present
Yiyun Huang 黃弋芸 RO 1, 4, 9 Rep 1 2024-07 Present
Chak Chung Ng 吳澤松 RO 4, 9 Rep 4, 9 2026-02 Present
Yi Liu 劉藝 Rep 1, 4 2026-08 Present
Shing Yip Wong 王成業 RO 4, 9 2025-01 2026-01
Hok Sau Wu 胡學修 RO 1, 4, 9 2023-04 2025-05
Allan Shaw 蕭海洋 RO 1 2023-04 2024-07
Showing 1–7 of 7

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司

Related