ICBC (Asia) Securities Limited
工銀亞洲証券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICBC (Asia) Securities Limited (工銀亞洲証券有限公司), a Hong Kong-based licensed corporation with CE reference AGI765. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 6 (total recorded over time: 35).
- Category:
- Registered address:
- 13/F, One Harbourfront, 18 Tak Fung Street, Hunghom, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-25 |
| Type 7 - Providing automated trading services | Pre-2003 | 2005-01-25 |
| Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (35)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kok Hong Lo 盧覺康 | RO 1, 4 Rep 1 | 2012-04 | Present |
| Kai Ming Yeung 楊啟明 | RO 1, 4 Rep 1 | 2007-07 | Present |
| Gareth Kwok Wai Ho 何國偉 | Rep 1, 4 | 2008-11 | Present |
| Man Kit Ho 何文傑 | Rep 1, 4 | 2022-11 | Present |
| Ka Man Lau 劉嘉敏 | Rep 1, 4 | 2022-11 | Present |
| Chak Hang Yip 葉澤恒 | Rep 1, 4 | 2022-03 | Present |
| Kevin Kwok Keung Chan 陳國強 | RO 1, 4 | 2011-02 | 2011-06 |
| Man Keung Cheung 張文強 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2005-11 |
| Shek Wo Lai 賴錫和 | RO 1, 4 | 2008-03 | 2024-07 |
| Bo Ching Poon 潘步程 | RO 1, 4 | 2008-02 | 2012-09 |
| Kim Sing Tam 談儉成 | RO 1, 4 Rep 1, 4 | 2006-12 | 2010-08 |
| Siu Ling Tam 譚少玲 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2024-01 |
| Muk Yiu Wong 黃木耀 | RO 1, 4 | 2005-11 | 2009-06 |
| Jun Xiong 熊俊 | RO 1, 4 Rep 1, 4 | 2023-09 | 2025-05 |
| Yan Yang 楊仁 | RO 1, 4 | 2009-08 | 2019-11 |
| Oi Hing Chan 陳愛卿 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2020-09 |
| Tin Wai Chan 陳天偉 | Rep 1 | 2011-06 | 2013-07 |
| Fung Yee Choi 蔡鳳儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-12 |
| Wai Man Joy Fong 方偉文 | Rep 1 | 2011-06 | 2013-10 |
| Tung Shing Lau 劉東成 | Rep 1 | 2012-05 | 2019-06 |
| Wing Yi Lau 劉詠儀 | Rep 1 | 2012-11 | 2019-06 |
| Joanne Chui Ha Law 羅翠霞 | Rep 1 | 2012-05 | 2022-10 |
| Man Ching Lee 李敏菁 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-07 |
| Wai Ha Leung 梁惠霞 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2018-11 |
| Daniel Dun Yuen Li 李敦源 | Rep 1 | 2011-03 | 2019-06 |
| Tsz Mei Liu 廖子美 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2019-06 |
| Wai Ling Lui 呂慧鈴 | Rep 1 | 2011-06 | 2017-11 |
| Hiu Yan Mok 莫曉欣 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2019-06 |
| Chi Wah Ng 吳志華 | Rep 1 | 2007-07 | 2021-02 |
| Tin Yu Wong 黃天宇 | Rep 1 | 2004-05 | 2007-05 |
| Wai Han Wong 黃惠嫺 | Rep 1, 4 | 2013-01 | 2022-02 |
| Yuk Kwan Wu 胡玉羣 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2018-10 |
| Wing Sim Yeung 楊穎嬋 | Rep 1 | 2012-04 | 2013-03 |
| Ho Ching Yiu 姚浩清 | Rep 1 | 2012-11 | 2019-07 |
| Chi Hong Yung 容志康 | Rep 1 | 2012-04 | 2015-11 |
Showing 1–35 of 35
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