ICBC (Asia) Securities Limited
工銀亞洲証券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICBC (Asia) Securities Limited (工銀亞洲証券有限公司), CE reference AGI765. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 6.
Registered address
13/F, One Harbourfront, 18 Tak Fung Street, Hunghom, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2005-01-25 |
| Type 7 — Providing automated trading services | present | 2005-01-25 |
| Type 9 — Asset management | present | 2005-01-25 |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Kok Hong Lo 盧覺康 | RO 1, 4 | 2023-01 |
| Kai Ming Yeung 楊啟明 | RO 1, 4 | 2015-10 |
| Gareth Kwok Wai Ho 何國偉 | Rep 1 | 2012-11 |
| Man Kit Ho 何文傑 | Rep 1, 4 | 2022-11 |
| Ka Man (SFC:AWP715) Lau 劉嘉敏 | Rep 1, 4 | 2022-11 |
| Chak Hang Yip 葉澤恒 | Rep 1, 4 | 2022-03 |
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