EXS Capital Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for EXS Capital Asia Limited, CE reference AQO245. Currently licensed for regulated activity type(s) 4, 6, 9. Current licensed staff on file: 3.
Registered address
22/F, Lucky Building, 39 Wellington Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2008-06-12 | present |
| Type 6 — Advising on corporate finance | 2008-06-12 | present |
| Type 9 — Asset management | 2008-06-12 | present |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Yu Qing Huang 黃煜晴 | RO 4, 6, 9 | 2016-08 |
| Shu Wang Kwan 關樹宏 | RO 4, 6, 9 | 2016-08 |
| Anqi Li 李安頎 | Rep 4, 6, 9 | 2023-08 |
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