Phoenix Capital Securities Limited
英明證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phoenix Capital Securities Limited (英明證券有限公司), a Hong Kong-based licensed corporation with CE reference ABF268. Current licensed staff on file: 0 (total recorded over time: 30). Earliest licence on file: 2006-07-03.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2022-12-21 |
| Type 2 - Dealing in futures contracts | 2006-07-03 | 2022-12-21 |
| Type 4 - Advising on securities | Pre-2003 | 2005-01-21 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-21 |
| Type 9 - Asset management | 2019-06-27 | 2022-12-21 |
| Type 9 - Asset management | Pre-2003 | 2005-01-21 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (30)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yiu Ming Ho 何耀明 | RO 1, 2, 4, 6, 9 | Pre-2003 | 2022-12 |
| Boby Yiu Keung Ho 何耀強 | RO 1 | 2016-10 | 2022-06 |
| Chun Yin Lau 劉俊賢 | Rep 1, 2 | 2010-08 | 2022-06 |
| Pui Yee Yiu 姚佩怡 | Rep 1, 2 | 2017-11 | 2022-06 |
| Tsan Pui Liu 廖燦培 | RO 1, 2, 9 Rep 1, 2 | 2016-11 | 2022-04 |
| Ling Fung 馮玲 | Rep 1, 2, 4, 6, 9 | Pre-2003 | 2022-04 |
| Mei Chun Yip 葉美珍 | Rep 1, 2, 4, 6, 9 | Pre-2003 | 2022-04 |
| Yolenda Po Shan Lee 李寶珊 | Rep 1 | 2008-04 | 2021-07 |
| Chiu Kang Lee 李疇賡 | RO 1 Rep 1 | 2009-10 | 2019-12 |
| Helmut Inn Man Lee 李彥文 | Rep 1 | 2017-03 | 2017-08 |
| Chiu Kwan Hui 許朝坤 | Rep 1 | 2013-03 | 2017-01 |
| Siu Ning Chan 陳兆寧 | RO 1, 2, 4, 6, 9 | Pre-2003 | 2016-10 |
| Siu Man Chan 陳少文 | RO 2 | 2006-07 | 2016-10 |
| Wai Pang Chu 朱維鵬 | RO 1, 4, 6, 9 | Pre-2003 | 2016-08 |
| Chin Keung Yiu 姚展強 | Rep 1, 2 | 2012-08 | 2016-01 |
| Fung Yee Tso 曹鳳儀 | Rep 1 | 2013-04 | 2013-05 |
| Twice Sui Lung Chan 陳瑞龍 | RO 1 Rep 1 | 2004-04 | 2012-08 |
| Hok Pan Wong 黃學彬 | Rep 1, 2 | 2010-08 | 2012-07 |
| Wai Hon Chan 陳偉翰 | Rep 1, 2 | 2010-12 | 2012-02 |
| Pok Yin Chow 周博彥 | Rep 1 | 2010-07 | 2011-03 |
| Siu Wa Cheng 鄭少華 | Rep 1 | 2009-10 | 2010-10 |
| Hon Ying Yeung 楊漢英 | Rep 1 | 2008-04 | 2010-05 |
| Chi Chung Tsui 崔致忠 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-04 |
| Tsz Hang Mak 麥子衡 | Rep 1 | 2009-10 | 2010-03 |
| David Kwok On Wong 王國安 | Rep 1, 2 | 2003-04 | 2007-09 |
| Kai Hong Lam 林啟康 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Yuk Fan Hung 熊玉芬 | Rep 1 | 2004-05 | 2005-03 |
| Ching Man Tse 謝靜雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Wai Yan Fung 馮慧茵 | Rep 1 | 2003-08 | 2003-10 |
| Agnes Tsz Man Leung 梁祉雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
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