Initial Capital Securities Limited
鑫元證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Initial Capital Securities Limited (鑫元證券有限公司), a Hong Kong-based licensed corporation with CE reference BSF968. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 3). Earliest licence on file: 2022-07-15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Unit 35, 5/F, United Centre, 95 Queensway, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2022-07-15 | present |
| Type 4 — Advising on securities | 2022-07-15 | present |
| Type 9 — Asset management | 2022-07-15 | present |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hon Wai Lau 劉漢威 | RO 1, 4, 9 | 2022-07 | Present |
| Longxi Li 李龍夕 | RO 1, 4, 9 | 2022-10 | Present |
| Yuen Chi Shih 施婉智 | RO 1, 4, 9 | 2022-07 | 2022-11 |
Showing 1–3 of 3
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