Rockhampton Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rockhampton Management Limited, CE reference AWF343. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 7.
Registered address
Unit 1509, 15/F, The Center, 99 Queens Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2011-01-26 | present |
| Type 9 — Asset management | 2011-01-26 | present |
Licensed staff (7)
As of
| Name | Activities | Since |
|---|---|---|
| Eric Donald Forday | RO 4, 9 | 2011-01 |
| Denise Tan Nei Hu 胡妲妮 | RO 4, 9 | 2011-01 |
| Ming Ho Lau 劉明皓 | RO 4, 9 | 2022-10 |
| Kamni Bharwani | Rep 4, 9 | 2011-01 |
| Han Shen Frank Hu 胡翰紳 | Rep 4, 9 | 2024-09 |
| Lydia Wing Hang Leung 梁詠恆 | Rep 9 | 2011-01 |
| Queenie Tsoi 蔡培郡 | Rep 9 | 2016-11 |
Showing 1–7 of 7