Ivy Asset Management (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Asset Management (HK) Limited ( ), a Hong Kong-based licensed corporation with CE reference AQG443. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2008-02-06.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-02-06 | 2010-08-26 |
| Type 4 — Advising on securities | 2008-02-06 | 2010-08-26 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alexander David Balfour | RO 1, 4 | 2008-02 | 2010-05 |
| Tzu-Jung Lu 呂姿蓉 | RO 1, 4 Rep 1, 4 | 2008-02 | 2010-04 |
| Patrick Macdonald Thomson | RO 1, 4 | 2008-02 | 2009-02 |
| Manoj Soni | Rep 1, 4 | 2009-11 | 2010-04 |
Showing 1–4 of 4