HSBC Private Trustee (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Private Trustee (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference AAH995. Current licensed staff on file: 0 (total recorded over time: 13).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-01-05 |
| Type 4 — Advising on securities | present | 2005-01-05 |
| Type 9 — Asset management | present | 2005-01-05 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Richard Anthony William Boutland | RO 1, 4, 9 Rep 1, 4, 9 | Pre-2003 | 2004-11 |
| Shing Hing Simon Lo 盧成興 | RO 1, 4, 9 Rep 1, 4, 9 | Pre-2003 | 2005-01 |
| Bernard James Rennell | RO 1, 4, 9 Rep 1, 4, 9 | Pre-2003 | 2005-01 |
| Lai Yee (SFC:ACN746) Chan | Rep 1, 4, 9 | Pre-2003 | 2004-07 |
| Iris Pik Ling Chau 周碧玲 | Rep 1, 4, 9 | Pre-2003 | 2004-10 |
| Halina Suk Yee Chui 徐淑儀 | Rep 1, 4, 9 | 2004-04 | 2005-01 |
| Peter Kim Keiser | Rep 1, 4, 9 | Pre-2003 | 2004-06 |
| Kristy Lai Kuen Kwong 鄺麗娟 | Rep 1, 4, 9 | Pre-2003 | 2005-01 |
| Annie Yuen Mei Lee 李婉媚 | Rep 1, 4, 9 | Pre-2003 | 2004-11 |
| Suk Wai Li 李淑慧 | Rep 1, 4, 9 | Pre-2003 | 2004-09 |
| Yat Chiu Man 文日昭 | Rep 1, 4, 9 | Pre-2003 | 2004-09 |
| Caroline Wai Kwan Mo 毛慧君 | Rep 1, 4, 9 | Pre-2003 | 2003-05 |
| Anson Gong Wah Wong 黃江華 | Rep 1, 4, 9 | 2004-05 | 2004-09 |
Showing 1–13 of 13