RIME Capital Limited
霧凇資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RIME Capital Limited (霧凇資本有限公司), a Hong Kong-based licensed corporation with CE reference BIJ658. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 18 (total recorded over time: 31). Earliest licence on file: 2017-03-03.
Registered address
Room 2703, 27/F, 100 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2020-03-30 | present |
| Type 4 - Advising on securities | 2017-03-03 | present |
| Type 9 - Asset management | 2017-03-03 | present |
Licensed staff (all-time) (31)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wei-Wen Chiao 焦威文 | RO 4, 9 | 2017-03 | 2018-01 |
| Cho Yan Hung 洪祖恩 | RO 1 | 2020-03 | 2020-09 |
| Chih-Hui Lee 李志輝 | RO 1, 4, 9 | 2017-03 | 2024-12 |
| Danwei Ma 馬丹薇 | RO 4, 9 Rep 1, 4, 9 | 2024-03 | Present |
| Geoffrey Poon 潘盛京 | RO 4, 9 | 2017-10 | 2022-11 |
| Shaohua Wang 王少華 | RO 1, 4, 9 | 2024-12 | Present |
| Tracy Po-Yi Wong 黃寶兒 | RO 1, 4, 9 Rep 4, 9 | 2020-03 | 2023-06 |
| Yen Sheng Wu 吴彦生 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-04 | Present |
| Chun Kuei Yu 余春葵 | RO 1 | 2020-03 | 2023-12 |
| Gang Zhou 周剛 | RO 1, 4, 9 Rep 1, 4 | 2024-10 | Present |
| Ying Zhuo 卓穎 | RO 1, 4, 9 | 2024-09 | Present |
| Jingyi (SFC:BQO521) Chang 常景怡 | Rep 4, 9 | 2025-03 | Present |
| Hsi-An Chen 陳璽安 | Rep 4, 9 | 2026-05 | Present |
| Yusheng Cui 崔喻盛 | Rep 4, 9 | 2025-06 | Present |
| Xiaoyu Gao 高小愚 | Rep 1, 4, 9 | 2025-03 | Present |
| Xin (SFC:BUK453) He 何心 | Rep 4, 9 | 2026-01 | Present |
| Henry Kwok Fung Hung 洪國峰 | Rep 1, 4, 9 | 2024-05 | 2025-08 |
| Hesen Liu 劉河森 | Rep 4, 9 | 2025-03 | 2026-04 |
| Xiaofu Ma 馬曉芙 | Rep 1, 4, 9 | 2024-08 | Present |
| Dengke Pan 潘登科 | Rep 1, 4, 9 | 2024-03 | 2024-12 |
| Jian Shi 石堅 | Rep 1, 4 | 2026-06 | Present |
| Xingpei Song 宋星培 | Rep 1, 4, 9 | 2024-04 | Present |
| Yang Huan Sun 孫楊歡 | Rep 4, 9 | 2025-07 | Present |
| Li (SFC:BUS720) Wang 王麗 | Rep 1, 4, 9 | 2025-12 | Present |
| Yao (SFC:BNY393) Wang 王瑤 | Rep 4, 9 | 2025-03 | 2026-03 |
| Jianqun Weng 翁建群 | Rep 1, 4, 9 | 2026-01 | Present |
| Wenjun Yao 姚文俊 | Rep 1, 4, 9 | 2024-04 | 2025-04 |
| Bingnan Ye 葉丙南 | Rep 4 | 2026-06 | Present |
| Hongmei Zhao 趙紅梅 | Rep 4 | 2024-11 | 2025-04 |
| Xuan (SFC:BRX573) Zhao 趙宣 | Rep 4, 9 | 2024-03 | 2024-12 |
| Jiejin Zhou 周洁瑾 | Rep 1, 4 | 2025-06 | Present |
Showing 1–31 of 31
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 915 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 894 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 844 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 434 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 406 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 401 staff - 3 shared activity types - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 325 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 268 staff - 3 shared activity types - 瑞穗證券亞洲有限公司