Upmax Securities Limited
晉億證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Upmax Securities Limited (晉億證券有限公司), CE reference BJN701. Currently licensed for regulated activity type(s) 1, 9. Current licensed staff on file: 9.
Registered address
Room 1717, China Merchants Tower, Shun Tak Centre, 168 Connaught Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-07-11 | present |
| Type 9 — Asset management | 2021-03-08 | present |
Licensed staff (9)
As of
| Name | Activities | Since |
|---|---|---|
| Hok Suen Hui 許學萱 | RO 1 | 2017-12 |
| Ricky Tim Lam 林添 | RO 1, 9 | 2021-03 |
| Man Yu Lee 李敏如 | RO 1, 9 | 2021-03 |
| Sung Yin Lee 李崇賢 | RO 1 Rep 9 | 2021-07 |
| Tung Ching Chan 陳冬青 | Rep 1 | 2017-12 |
| Rebecca Sze Ming Cheng 鄭詩明 | Rep 1 | 2022-05 |
| Yiu Wah Chiu 趙耀華 | Rep 1 | 2017-10 |
| Heung Chin Chui 徐响前 | Rep 1 | 2025-05 |
| Derek Yin Kui Wong 黃賢駒 | Rep 1, 9 | 2025-08 |
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