IMM Asset Management Company Limited

CE No. BOX268 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for IMM Asset Management Company Limited, a Hong Kong-based licensed corporation with CE reference BOX268. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2020-03-18.

Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2020-03-18 2023-01-03
Type 4 - Advising on securities 2020-03-18 2025-03-17
Type 9 - Asset management 2020-03-18 2025-03-17

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (4)
Active on date

Name Activities First licensed To
Hyunchan Cho 趙炫贊 RO 1, 4, 9 2020-03 2024-03
Howon Lee 李晧遠 RO 4, 9 2024-03 2025-03
To Wai Li 李滔為 RO 1, 4, 9 2021-03 2025-03
Deepak Malhotra RO 1, 4, 9 2020-03 2021-01
Showing 1–4 of 4

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