IIFL Private Wealth Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for IIFL Private Wealth Hong Kong Limited ( ), a Hong Kong-based licensed corporation with CE reference AXC525. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2012-04-13.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2012-04-13 | 2019-01-03 |
| Type 4 - Advising on securities | 2012-04-13 | 2019-01-03 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Rakesh Nandlal Asrani | RO 1, 4 | 2014-12 | 2018-06 |
| Diago Rodrigues | RO 1, 4 | 2012-04 | 2014-12 |
| Amit Nitin Shah | RO 1, 4 | 2012-04 | 2019-01 |
| Meer Pratap Thakker | RO 1, 4 | 2013-05 | 2018-06 |
| Dhiraj Chainrai | Rep 1, 4 | 2013-01 | 2013-11 |
Showing 1–5 of 5