Shing Ho Wong
黃盛豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Ho Wong (黃盛豪), a licensed Responsible Officer with CE reference AKJ167. Currently licensed at 1 firm(s): NJ Financial Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NJ Financial Limited 利家金融有限公司 |
RO | Type 9 — Asset management | 2023-12-19 | present |
| FTAG Financial Limited 新中港金融投資有限公司 |
RO | Type 9 — Asset management | 2019-03-06 | 2021-01-31 |
| SCK Securities Limited 新中港證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-11 | 2021-03-01 |
| SCK Securities Limited 新中港證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-11 | 2021-03-01 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-21 | 2017-05-31 |
| Sinostar Securities Limited 華星證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-02 | 2017-05-31 |
| Sinostar Securities Limited 華星證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-30 | 2016-12-02 |
| Zhong Yang Securities Limited 中陽證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-28 | 2016-11-27 |
| Zhong Yang Securities Limited 中陽證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-13 | 2016-06-28 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-05 | 2016-05-24 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-05 | 2016-05-24 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-12-02 | 2013-01-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-14 | 2013-01-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-03 | 2013-01-22 |