Siu Wing Cynthia Lam
林兆泳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wing Cynthia Lam (林兆泳), a licensed Representative with CE reference ARF359. Currently licensed at 1 firm(s): Headwater Capital Company Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Headwater Capital Company Limited 沁源投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-15 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-18 | 2023-06-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-18 | 2023-06-30 |