James Xinjun Tu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Xinjun Tu, CE reference AJJ210. Currently licensed at 1 firm(s): Long Corridor Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Long Corridor Asset Management Limited 長廊資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-01 | present |
| Nine Masts Capital Limited 天元資本有限公司 |
RO | Type 9 — Asset management | 2010-05-11 | 2019-07-31 |
| Oasis Management (Hong Kong) |
RO | Type 4 — Advising on securities | 2004-09-14 | 2009-12-21 |
| Oasis Management (Hong Kong) |
RO | Type 5 — Advising on futures contracts | 2004-09-14 | 2009-12-21 |
| Oasis Management (Hong Kong) |
RO | Type 9 — Asset management | 2004-09-14 | 2009-12-21 |