Joel Kian Liem Goh
吳鍵林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joel Kian Liem Goh (吳鍵林), CE reference ADI940. Currently licensed at 2 firm(s): MCM Asia Limited, MCM Investment Partners Limited. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2024-08-05 | present |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2024-04-23 | present |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
Rep | Type 9 — Asset management | 2024-04-23 | present |
| SingAlliance (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-06-16 | 2023-10-31 |
| SingAlliance (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-06-16 | 2023-10-31 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-21 | 2021-11-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-01-21 | 2021-11-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 — Advising on securities | 2015-01-21 | 2021-11-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-01-21 | 2021-11-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-27 | 2015-01-21 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-27 | 2015-01-21 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-27 | 2015-01-21 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-08-27 | 2015-01-21 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 9 — Asset management | 2014-08-27 | 2015-02-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-12-06 | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-10 | 2013-07-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-10 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2003-11-12 |