Lingyan Wan
万玲豔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingyan Wan (万玲豔), a licensed Responsible Officer with CE reference BCL741. Currently licensed at 1 firm(s): LAV Asset Management (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. This person has 10.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LAV Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2022-05-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-11-19 | 2020-06-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-11-19 | 2020-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-11-19 | 2020-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-10-22 | 2020-06-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-27 | 2018-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-03-16 | 2017-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-03-16 | 2017-08-08 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-02 | 2015-02-27 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Lingyan Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Haishan Lin | LAV Asset Management (Hong Kong) Limited | 2022–present |
| Yanru Tao | LAV Asset Management (Hong Kong) Limited | 2026–present |