Stephen
鄭迪繁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen (鄭迪繁), a licensed Responsible Officer with CE reference BJI247. Currently licensed at 1 firm(s): Linden Advisors (HK) Limited. Active regulated activities: Type 9 - Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Linden Advisors (HK) Limited |
RO | Type 9 - Asset management | 2022-07-08 | present |
| Linden Advisors (HK) Limited |
Rep | Type 9 - Asset management | 2021-12-03 | 2022-07-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-30 | 2019-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-30 | 2019-04-23 |