Ronald Seng Yum Tham
譚承蔭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Seng Yum Tham (譚承蔭), CE reference ALF563. Currently licensed at 1 firm(s): Link Asset Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Link Asset Management Limited 領展資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-22 | present |
| Link Asset Management Limited 領展資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-04-28 | 2023-05-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-15 | 2010-10-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-03-15 | 2010-10-13 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2005-03-15 | 2010-10-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-07 | 2005-03-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-07 | 2005-03-15 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2004-09-07 | 2005-03-15 |