Muzhi Li
李牧之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Muzhi Li (李牧之), a licensed Responsible Officer with CE reference AQU539. Currently licensed at 1 firm(s): Luven Capital Management Limited. Active regulated activities: Type 9 - Asset management. This person has 10.8 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luven Capital Management Limited 路問資本管理有限公司 |
RO | Type 9 - Asset management | 2023-12-20 | present |
| Arete Research Asia Limited | RO | Type 4 - Advising on securities | 2017-06-12 | 2018-03-03 |
| Arete Research Asia Limited | Rep | Type 4 - Advising on securities | 2014-05-14 | 2017-06-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-03 | 2014-03-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-22 | 2012-02-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-08 | 2009-02-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-08 | 2009-02-13 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Muzhi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Xun Lu | Luven Capital Management Limited | 2023–present |
| Namhyung Kim | Arete Research Asia Limited | 2014–2018 |
| Richard Alan Kramer | Arete Research Asia Limited | 2014–2018 |
| Jackson Yu-Hao Huang | Arete Research Asia Limited | 2014–2018 |
| Xi Tan | Luven Capital Management Limited | 2024–2026 |
| Arum Christine Han | Arete Research Asia Limited | 2014 |