Yi Zhao
趙易
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Zhao (趙易), a licensed Responsible Officer with CE reference BFP699. Currently licensed at 1 firm(s): Harmolands Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmolands Capital Limited 洲和資本有限公司 |
RO | Type 9 — Asset management | 2022-11-03 | present |
| Yong River Capital Limited 湧和資本有限公司 |
RO | Type 4 — Advising on securities | 2018-01-04 | 2022-01-19 |
| Yong River Capital Limited 湧和資本有限公司 |
RO | Type 9 — Asset management | 2018-01-04 | 2022-01-19 |
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-15 | 2018-01-01 |
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-06-15 | 2018-01-01 |