Yunyan Sang
桑芸燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunyan Sang (桑芸燕), a licensed Responsible Officer with CE reference AXN061. Currently licensed at 1 firm(s): Lexington Partners Asia Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lexington Partners Asia Limited |
RO | Type 9 — Asset management | 2023-08-04 | present |
| Lexington Partners Asia Limited |
Rep | Type 9 — Asset management | 2015-08-06 | 2023-08-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2014-11-24 | 2015-03-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2014-11-24 | 2015-03-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2014-11-24 | 2015-03-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-11 | 2014-07-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-11 | 2014-07-29 |